Stacey Onnen - Aug 31, 2018 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
President, U.S. Brokerage Ops
Signature
/s/ James Bramble, attorney-in-fact for Stacey Onnen
Stock symbol
EXPI
Transactions as of
Aug 31, 2018
Transactions value $
$243
Form type
4
Date filed
9/2/2021, 07:32 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Purchase $48.00 +1 +3.33% $47.96 31 Jan 31, 2021 Direct F1, F2, F3
transaction EXPI Common Stock Purchase $164 +4 +12.9% $41.00 35 Mar 31, 2021 Direct F1, F2
transaction EXPI Common Stock Purchase $30.90 +1 +2.86% $30.92 36 Apr 30, 2021 Direct F1, F2
transaction EXPI Common Stock Options Exercise $0 +150 +416.67% $0.00 186 Aug 31, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPI Restricted Stock Units Options Exercise $0 -150 -100% $0.00* 0 Aug 31, 2018 Common Stock 150 $0.00 Direct F4, F5, F6, F7, F8
transaction EXPI Restricted Stock Units Award $0 +150 $0.00 150 Sep 30, 2018 Common Stock 150 $0.00 Direct F5, F6, F8, F9
transaction EXPI Restricted Stock Units Award $0 +74 +49.33% $0.00 224 Jan 31, 2019 Common Stock 74 $0.00 Direct F5, F6, F8, F10
transaction EXPI Restricted Stock Units Award $0 +5 +2.23% $0.00 229 Mar 31, 2021 Common Stock 5 $0.00 Direct F5, F8, F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's 2015 Agent Equity Program.
F10 Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on January 31, 2022, as long as the reporting person continues to provide service to eXp through the respective vesting date.
F11 The RSU grant reported in this Form 4 as awarded to the Reporting Person was not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table II disclosed on the Forms 4 previously filed on behalf of the Reporting Person.
F12 Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2024, as long as the reporting person continues to provide service to eXp through the respective vesting date.
F2 The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person.
F3 Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021
F4 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F5 Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.
F6 The RSU grant reported in this Form 4 as awarded to the Reporting Person was not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table II disclosed on the Form 3 previously filed on behalf of the Reporting Person.
F7 The RSUs vested as to 100% of the total number of shares on August 31, 2021.
F8 RSUs do not expire; they either vest or are canceled prior to the vesting date.
F9 Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on September 30, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.