Robert W. Sharps - 26 Aug 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
President
Signature
Kathryn L. Reilly, Assistant Corporate Secretary, as attorney in fact for Robert W. Sharps
Issuer symbol
TROW
Transactions as of
26 Aug 2021
Net transactions value
+$47,777
Form type
4
Filing time
27 Aug 2021, 10:31:06 UTC
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Gift $0 -2,000 -0.42% $0.000000 470,138 26 Aug 2021 Direct
transaction TROW Common Stock Award $47,777 +248 +0.05% $192.31 470,386 26 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +1,456 $0.000000 1,456 21 Feb 2013 Common Stock 1,456 $68.61 Direct F2, F3
transaction TROW Stock Option Award $0 +1,301 $0.000000 1,301 19 Feb 2014 Common Stock 1,301 $76.75 Direct F2, F4
transaction TROW Stock Option Award $0 +1,254 $0.000000 1,254 19 Feb 2015 Common Stock 1,254 $79.71 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F4 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F5 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.