James A. Hughes - Aug 23, 2021 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
President/CEO, Director
Signature
James A. Hughes, POA Laurie Cook, Chief Accounting Officer/SVP
Stock symbol
UNTY
Transactions as of
Aug 23, 2021
Transactions value $
-$17,737
Form type
4
Date filed
8/24/2021, 03:08 PM
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Tax liability -$17.7K -758 -2.74% $23.40 26.9K Aug 23, 2021 Direct F1
holding UNTY Common Stock 115K Aug 23, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 122K Aug 23, 2021 Common Stock Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 26,074 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 26,898.
F2 87,214 shares are held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares are held in a 401(K) plan for a total of 115,158.
F3 122,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.

Remarks:

Total Beneficial Ownership: 215,233