Gregory H. Kossover - 18 Aug 2021 Form 4 Insider Report for EQUITY BANCSHARES INC (EQBK)

Role
EVP and COO, Director
Signature
/s/ Eric Newell, attorney-in-fact
Issuer symbol
EQBK
Transactions as of
18 Aug 2021
Net transactions value
-$251,712
Form type
4
Filing time
20 Aug 2021, 17:53:43 UTC
Next filing
26 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQBK Common Stock Options Exercise $126,750 +9,750 +17% $13.00 65,804 18 Aug 2021 Direct
transaction EQBK Common Stock Options Exercise $170,487 +11,964 +18% $14.25 77,768 18 Aug 2021 Direct
transaction EQBK Common Stock Options Exercise $121,125 +8,500 +11% $14.25 86,268 18 Aug 2021 Direct
transaction EQBK Common Stock Options Exercise $183,588 +7,849 +9.1% $23.39 94,117 18 Aug 2021 Direct
transaction EQBK Common Stock Tax liability $853,662 -26,307 -28% $32.45 67,810 18 Aug 2021 Direct F1
holding EQBK Class A Common Stock 55,500 18 Aug 2021 By Gregory H. Kossover Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQBK Stock Options (Right to buy) Options Exercise $0 -7,849 -100% $0.000000* 0 18 Aug 2021 Common Stock 7,849 $23.39 Direct
transaction EQBK Stock Options (Right to buy) Options Exercise $0 -11,964 -100% $0.000000* 0 18 Aug 2021 Common Stock 11,964 $14.25 Direct
transaction EQBK Stock Options (Right to buy) Options Exercise $0 -8,500 -100% $0.000000* 0 18 Aug 2021 Common Stock 8,500 $14.25 Direct F3
transaction EQBK Stock Options (Right to buy) Options Exercise $0 -9,750 -100% $0.000000* 0 18 Aug 2021 Common Stock 9,750 $13.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fair market value at close of business on August 18, 2021, the day the transaction was initiated by the reporting person and approved by the Company.
F2 The reporting person is the trustee of the Gregory H. Kossover Revocable Trust.
F3 The option vested over five equal installments beginning December 31, 2015.