| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQBK | Common Stock | Options Exercise | $444,000 | +37,000 | +30% | $12.00 | 159,266 | 18 Aug 2021 | Direct | F1 |
| transaction | EQBK | Common Stock | Tax liability | $779,579 | -24,024 | -15% | $32.45 | 135,242 | 18 Aug 2021 | Direct | F1, F2 |
| holding | EQBK | Common Stock | 172,551 | 18 Aug 2021 | By Elliott Legacy, LLC | F3 | |||||
| holding | EQBK | Common Stock | 9,615 | 18 Aug 2021 | By Equity Holdings, LLC | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQBK | Stock Option (Right to Buy) | Options Exercise | $0 | -37,000 | -55% | $0.000000 | 30,000 | 18 Aug 2021 | Common Stock | 37,000 | $12.00 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Exercise of Equity Bancshares Inc. stock options totaling 37,000. The exercise was net settled, resulting in receipt of 12,976 shares by the reporting person following payment of the strike price and applicable taxes. |
| F2 | Fair market value at close of business on August 18, 2021, the day the transaction was initiated by the reporting person and approved by the Company. |
| F3 | The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| F4 | 20% 5 Years beginning on 01-Jan-2012 |