RANDALL D. MILES - 18 Aug 2021 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
Director
Signature
/s/ James Bramble, attorney-in-fact for Randall D. Miles
Issuer symbol
EXPI
Transactions as of
18 Aug 2021
Net transactions value
-$625,359
Form type
4
Filing time
19 Aug 2021, 16:19:12 UTC
Previous filing
06 Aug 2021
Next filing
07 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Options Exercise $13,200 +15,000 +2.1% $0.8800* 715,080 18 Aug 2021 Direct
transaction EXPI Common Stock Sale $432,511 -10,206 -1.4% $42.38 704,874 18 Aug 2021 Direct F1, F2
transaction EXPI Common Stock Sale $206,048 -4,794 -0.68% $42.98 700,080 18 Aug 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPI Stock Option (Right to Buy) Options Exercise $0 -15,000 -10% $0.000000 131,322 18 Aug 2021 Common Stock 15,000 $0.8800 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.77 to $42.76, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.77 to $43.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4 The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.