| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTH | Common Stock | Sale | -$991K | -30K | -17.29% | $33.03 | 144K | Aug 17, 2021 | Direct | F1, F2 |
| holding | HTH | Common Stock | 1.46K | Aug 17, 2021 | By Wife | F3 |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.15, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F2 | Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. |
| F3 | The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. |