Jill Hazelbaker - 16 Aug 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs.
Signature
/s/ Tony West by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Aug 2021
Net transactions value
-$235,430
Form type
4
Filing time
18 Aug 2021, 17:01:49 UTC
Previous filing
03 Aug 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Gift $0 -12 -0.01% $0.000000 159,647 16 Aug 2021 Direct F1
transaction UBER Common Stock Gift $0 -2,081 -1.3% $0.000000 157,566 16 Aug 2021 Direct
transaction UBER Common Stock Gift $0 +2,081 $0.000000 2,081 16 Aug 2021 Trust F2
transaction UBER Common Stock Options Exercise +2,438 +1.5% 160,004 16 Aug 2021 Direct F3
transaction UBER Common Stock Options Exercise +4,670 +2.9% 164,674 16 Aug 2021 Direct F3
transaction UBER Common Stock Options Exercise +2,862 +1.7% 167,536 16 Aug 2021 Direct F3
transaction UBER Common Stock Tax liability $96,114 -2,316 -1.4% $41.50 165,220 16 Aug 2021 Direct F4
transaction UBER Common Stock Tax liability $58,888 -1,419 -0.86% $41.50 163,801 16 Aug 2021 Direct F4
transaction UBER Common Stock Tax liability $50,174 -1,209 -0.74% $41.50 162,592 16 Aug 2021 Direct F4
transaction UBER Common Stock Tax liability $30,254 -729 -0.45% $41.50 161,863 16 Aug 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,862 -4.2% $0.000000 65,835 16 Aug 2021 Common Stock 2,862 Direct F3, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -3.1% $0.000000 75,565 16 Aug 2021 Common Stock 2,438 Direct F3, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -2.8% $0.000000 163,441 16 Aug 2021 Common Stock 4,670 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of shares previously held directly by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.
F2 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F3 Restricted stock units convert into common stock on a one-for-one basis.
F4 Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.
F5 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs.