COLLAWN PATRICIA K - 13 Aug 2021 Form 4 Insider Report for PNM RESOURCES INC (TXNM)

Role
CHAIRMAN, PRESIDENT AND CEO, Director
Signature
/s/ Angela L. Pino, POA for Patricia K. Collawn
Issuer symbol
TXNM
Transactions as of
13 Aug 2021
Net transactions value
$0
Form type
4
Filing time
17 Aug 2021, 15:26:51 UTC
Previous filing
28 Jul 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNM Phantom Stock Shares Award $0 +564 +0.67% $0.000000 84,264 13 Aug 2021 Common Stock 564 PNM Common Stock Fund - PNM Resources Executive Savings Plan II F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 13, 2021.
F3 The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.