Vallerie McLaughlin - Aug 5, 2021 Form 3 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Aug 5, 2021
Transactions value $
$0
Form type
3
Date filed
8/5/2021, 06:33 PM
Next filing
Nov 4, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLNN Stock Options (Right to buy) Aug 5, 2021 Common Stock 45K $9.37 Direct F1
holding CLNN Stock Options (Right to buy) Aug 5, 2021 Common Stock 1.64K $9.37 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on August 5, 2021 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.37 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month, beginning August 31, 2021, until such shares are fully vested.
F2 This option was granted on August 5, 2021 as an option for 1,635 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.37 per share. The options vest immediately upon grant.