Donald E. Souders Jr. - Aug 4, 2021 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Donald E. Souders, Jr., POA Laurie Cook Chief Accounting Officer/SVP
Stock symbol
UNTY
Transactions as of
Aug 4, 2021
Transactions value $
-$16,851
Form type
4
Date filed
8/5/2021, 12:16 PM
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Sale -$16.9K -747 -5.61% $22.56 12.6K Aug 4, 2021 Direct F1
holding UNTY Restricted Stock 1.76K Aug 4, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 22.7K Aug 4, 2021 Common Stock Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 12,500 shares are held in an account at Shareworks; and 77 shares are held in additional brokerage accounts.
F2 1,763 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 22,700 stock options were granted under various dates and vesting periods of which 13,300 are currently exercisable.

Remarks:

Total Beneficial Ownership: 27,640