Hiebler Jessica M - Aug 3, 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Principal Accounting Officer
Signature
/s/ Jessica M. Hiebler
Stock symbol
TROW
Transactions as of
Aug 3, 2021
Transactions value $
-$212,527
Form type
4
Date filed
8/5/2021, 07:20 AM
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Sale -$239K -1.15K -8.14% $207.70 13K Aug 3, 2021 Direct
transaction TROW Common Stock Award $26.3K +137 +1.06% $191.76 13.1K Aug 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +1.56K $0.00 1.56K Feb 21, 2013 Common Stock 1.56K $68.61 Direct F2, F3
transaction TROW Stock Option Award $0 +1.56K $0.00 1.56K Sep 10, 2013 Common Stock 1.56K $69.21 Direct F2, F4
transaction TROW Stock Option Award $0 +1.66K $0.00 1.66K Feb 19, 2014 Common Stock 1.66K $76.75 Direct F2, F5
transaction TROW Stock Option Award $0 +1.66K $0.00 1.66K Sep 9, 2014 Common Stock 1.66K $77.24 Direct F2, F6
transaction TROW Stock Option Award $0 +2.08K $0.00 2.08K Feb 19, 2015 Common Stock 2.08K $79.71 Direct F2, F7
transaction TROW Stock Option Award $0 +2.03K $0.00 2.03K Sep 10, 2015 Common Stock 2.03K $69.84 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F4 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F5 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F6 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.
F7 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F8 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.