Alicia Boston Shoemake - Jul 29, 2021 Form 3 Insider Report for TETRA TECHNOLOGIES INC (TTI)

Role: General Counsel
Signature: Kimberly M. O'Brien, attorney in fact
Stock symbol: TTI
Transactions as of: Jul 29, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/4/2021, 04:38 PM
Next filing: Aug 27, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TTI	Common Stock						40.9K	Jul 29, 2021	Direct
holding	TTI	Common Stock						2.44K	Jul 29, 2021	by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	5.2K	$11.16	Direct	F1
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	4.8K	$10.30	Direct	F2
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	4.5K	$7.15	Direct	F3
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	6.14K	$7.14	Direct	F4
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	3.29K	$6.81	Direct	F5
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	2.45K	$4.51	By Spouse	F6
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	13.1K	$3.87	Direct	F7
holding	TTI	Incentive Stock Option (Right to Buy)							Jul 29, 2021	Common Stock	3.28K	$3.87	By Spouse	F7
holding	TTI	Restricted Stock Unit							Jul 29, 2021	Common Stock	4.77K	$0.00	Direct	F8, F9
holding	TTI	Restricted Stock Unit							Jul 29, 2021	Common Stock	10.8K	$0.00	Direct	F10, F11
holding	TTI	Restricted Stock Unit							Jul 29, 2021	Common Stock	20.7K	$0.00	Direct	F12, F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2015, and the remaining stock options vested in monthly installments thereafter until May 20, 2017.
F10	Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $1.42.
F11	The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award vested on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.
F12	Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.
F13	The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.
F2	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2014, and the remaining stock options vested in monthly installments thereafter until May 20, 2016.
F3	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Second Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 4, 2016, and the remaining stock options vested in monthly installments thereafter until May 4, 2018.
F4	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Second Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 2, 2017, and the remaining stock options vested in monthly installments thereafter until May 2, 2019.
F5	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2013, and the remaining stock options vested in monthly installments thereafter until May 20, 2015.
F6	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Third Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2018, and the remaining stock options vested in monthly installments thereafter until February 22, 2020.
F7	This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Third Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2019, and the remaining stock options vested in monthly installments thereafter until February 22, 2021.
F8	Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.50.
F9	The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award vested on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.