David J. Matlin - Dec 30, 2020 Form 3/A - Amendment Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Dec 30, 2020
Transactions value $
$0
Form type
3/A - Amendment
Date filed
7/21/2021, 12:49 PM
Date Of Original Report
Jan 4, 2021
Next filing
May 25, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLNN Warrants (Right to buy) Dec 30, 2020 Common Stock 12.5K $0.01 Direct F1
holding CLNN Warrants (Right to buy) Dec 30, 2020 Common Stock 50K $0.01 By Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 amendment is being filed to report 12,500 warrants owned by Mr. Matlin and 50,000 warrants owned by the Matlin Family Trust 2020 acquired in a private placement on December 30, 2020, which warrants were inadvertently omitted from the original From 3 filed on January 4, 2021.
F2 The warrants are owned by the Matlin Family Trust 2020. Mr. Matlin in the trustee of the Matlin Family Trust 2020. The warrants owned by the Matlin Family Trust 2020 may be deemed to be beneficially owned by Mr. Matlin.