Nikki Krishnamurthy - 16 Jul 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: SVP and Chief People Officer
Signature: /s/ Keir Gumbs by Power of Attorney for Nikki Krishnamurthy
Issuer symbol: UBER
Transactions as of: 16 Jul 2021
Net transactions value: -$48,315
Form type: 4
Filing time: 20 Jul 2021, 16:54:17 UTC
Previous filing: 06 Jul 2021
Next filing: 03 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+1,806	+1.3%		139,697	16 Jul 2021	Direct	F1
transaction	UBER	Common Stock	Tax liability	$14,966	-324	-0.23%	$46.19	139,373	16 Jul 2021	Direct	F2
transaction	UBER	Common Stock	Tax liability	$33,349	-722	-0.52%	$46.19	138,651	16 Jul 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1,806	-3%	$0.000000	57,780	16 Jul 2021	Common Stock	1,806		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2021.
F3	The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.