Alison Mosca - Jul 14, 2021 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Jul 14, 2021
Transactions value $
$0
Form type
4
Date filed
7/15/2021, 07:12 PM
Previous filing
May 24, 2021
Next filing
Aug 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLNN Common Stock Award $0 +2.08K $0.00 2.08K Jul 14, 2021 Direct F1
holding CLNN Common Stock 32.4K Jul 14, 2021 Direct
holding CLNN Common Stock 51.9K Jul 14, 2021 by LLC F2, F3
holding CLNN Common Stock 2.99M Jul 14, 2021 by LP F4
holding CLNN Common Stock 1.45M Jul 14, 2021 By trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock award was granted on July 14, 2021 under the Clene Inc. 2020 Stock Plan. The award fully vests on the date of grant.
F2 Kensington Clene, LLC purchased 51,921 shares of common stock of Clene Inc on May 24, 2021 for a purchase price of $9.63 per share. Ms. Mosca is the sole manager of Kensington Clene, LLC
F3 The securities are owned by the Kensington Clene, LLC. Ms. Mosca is the sole manager of and owned a minority interest in Kensington Clene, LLC. The shares owned by the Kensington Clene, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene, LLC, for which she does not have a pecuniary or profits interest.
F4 The securities are owned by the Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The shares owned by the Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Investments, L.P. , for which she does not have a pecuniary or profits interest.
F5 The securities are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The shares owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary or profits interest in the shares held by the Robert C. Gay 1998 Family Trust.