MICHELLE DRAPER - 06 Jul 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Issuer symbol
N/A
Transactions as of
06 Jul 2021
Net transactions value
-$173,722
Form type
4
Filing time
08 Jul 2021, 11:27:50 UTC
Next filing
04 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $21,071 +64 +1.6% $329.24 3,998 30 Jun 2021 Direct F1
transaction SIVB Common Stock Options Exercise $22,457 +173 +4.3% $129.81 4,171 06 Jul 2021 Direct F2
transaction SIVB Common Stock Sale $122,100 -222 -5.3% $550.00* 3,949 06 Jul 2021 Direct F2
transaction SIVB Common Stock Sale $95,150 -173 -4.4% $550.00* 3,776 06 Jul 2021 Direct F2
transaction SIVB Common Stock Gift $0 -110 -2.9% $0.000000 3,666 06 Jul 2021 Direct F2, F3
holding SIVB Common Stock 138 06 Jul 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -173 -17% $0.000000 860 06 Jul 2021 Common Stock 173 $129.81 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.
F3 Charitable donation of 110 shares by reporting person.
F4 25%/4yr beginning on 01-May-2015.