Alex Cho - Jul 1, 2021 Form 4 Insider Report for HP INC (HPQ)

Signature
/s/ Rick Hansen as Attorney-in-Fact for Alex Cho
Stock symbol
HPQ
Transactions as of
Jul 1, 2021
Transactions value $
-$391,090
Form type
4
Date filed
7/6/2021, 05:02 PM
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPQ Common Stock Options Exercise $0 +12.8K +157.24% $0.00 21K Jul 1, 2021 Direct
transaction HPQ Common Stock Tax liability -$137K -4.51K -21.49% $30.35 16.5K Jul 1, 2021 Direct F1
transaction HPQ Common Stock Sale -$254K -8.31K -50.48% $30.58 8.16K Jul 6, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPQ Restricted Stock Units Options Exercise -12.8K -52.18% 11.8K Jul 1, 2021 Common Stock 12.8K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by HP to satisfy tax withholding upon vesting of RSUs.
F2 Sales effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on 3/30/2021.
F3 Each RSU represents a contingent right to receive one share of HP common stock.
F4 On 07/01/2018, the reporting person was granted 35,258 RSUs, one-third of which vested annually over three years on each of 07/01/2019, 07/01/2020 and 07/01/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,070 vested dividend equivalent rights.