Alex Cho - 01 Jul 2021 Form 4 Insider Report for HP INC (HPQ)

Signature
/s/ Rick Hansen as Attorney-in-Fact for Alex Cho
Issuer symbol
HPQ
Transactions as of
01 Jul 2021
Net transactions value
-$391,090
Form type
4
Filing time
06 Jul 2021, 17:02:03 UTC
Next filing
18 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPQ Common Stock Options Exercise $0 +12,823 +157% $0.000000 20,978 01 Jul 2021 Direct
transaction HPQ Common Stock Tax liability $136,848 -4,509 -21% $30.35 16,469 01 Jul 2021 Direct F1
transaction HPQ Common Stock Sale $254,242 -8,314 -50% $30.58 8,155 06 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPQ Restricted Stock Units Options Exercise -12,823 -52% 11,753 01 Jul 2021 Common Stock 12,823 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by HP to satisfy tax withholding upon vesting of RSUs.
F2 Sales effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on 3/30/2021.
F3 Each RSU represents a contingent right to receive one share of HP common stock.
F4 On 07/01/2018, the reporting person was granted 35,258 RSUs, one-third of which vested annually over three years on each of 07/01/2019, 07/01/2020 and 07/01/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,070 vested dividend equivalent rights.