Penny Sanford - 24 Nov 2020 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
10%+ Owner
Signature
/s/ Penny Sanford
Issuer symbol
EXPI
Transactions as of
24 Nov 2020
Net transactions value
-$2,289,886
Form type
4
Filing time
02 Jul 2021, 19:31:34 UTC
Next filing
02 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $211,200 -120,000 -0.41% $1.76* 28,825,145 24 Nov 2020 Direct F1, F2
transaction EXPI Common Stock Gift $0 -12,000 -0.04% $0.000000 28,813,145 22 Dec 2020 Direct F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $61,600 -35,000 -0.12% $1.76* 28,778,145 30 Dec 2020 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $202,400 -115,000 -0.4% $1.76* 28,663,145 25 Jan 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $70,400 -80,000 -0.28% $0.8800* 28,583,145 18 Feb 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $70,400 -80,000 -0.28% $0.8800* 28,503,145 12 Mar 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $39,156 -44,495 -0.16% $0.8800* 28,458,650 04 Jun 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $38,720 -44,000 -0.15% $0.8800* 28,414,650 04 Jun 2021 Direct F1, F2
transaction EXPI Common Stock Sale $876,824 -25,352 -0.09% $34.59 28,389,298 30 Jun 2021 Direct F3, F4
transaction EXPI Common Stock Sale $516,786 -14,648 -0.05% $35.28 28,374,650 30 Jun 2021 Direct F3, F5
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security $202,400 -230,000 -0.81% $0.8800* 28,144,650 30 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -120,000 -21% $0.000000 461,495 24 Nov 2020 Common Stock 120,000 $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -35,000 -7.6% $0.000000 426,495 30 Dec 2020 Common Stock 35,000 $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -115,000 -27% $0.000000 311,495 25 Jan 2021 Common Stock 115,000 $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -80,000 -13% $0.000000 542,990 18 Feb 2021 Common Stock 80,000 $0.8800 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -80,000 -15% $0.000000 462,990 12 Mar 2021 Common Stock 80,000 $0.8800 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -144,495 -31% $0.000000 318,495 31 Mar 2021 Common Stock 144,495 $0.8800 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -44,000 -16% $0.000000 230,000 04 Jun 2021 Common Stock 44,000 $0.8800 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -44,495 -14% $0.000000 274,000 04 Jun 2021 Common Stock 44,495 $0.8800 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -230,000 -100% $0.000000* 0 30 Jun 2021 Common Stock 230,000 $0.8800 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.
F2 Due to an administrative oversight, the filing was not immediately completed after the date of disposition.
F3 The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.06 to $35.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.06 to $35.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.