Penny Sanford - Nov 24, 2020 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
10%+ Owner
Signature
/s/ Penny Sanford
Stock symbol
EXPI
Transactions as of
Nov 24, 2020
Transactions value $
-$2,289,886
Form type
4
Date filed
7/2/2021, 07:31 PM
Next filing
Jun 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$211K -120K -0.41% $1.76* 28.8M Nov 24, 2020 Direct F1, F2
transaction EXPI Common Stock Gift $0 -12K -0.04% $0.00 28.8M Dec 22, 2020 Direct F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$61.6K -35K -0.12% $1.76* 28.8M Dec 30, 2020 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$202K -115K -0.4% $1.76* 28.7M Jan 25, 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$70.4K -80K -0.28% $0.88* 28.6M Feb 18, 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$70.4K -80K -0.28% $0.88* 28.5M Mar 12, 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$39.2K -44.5K -0.16% $0.88* 28.5M Jun 4, 2021 Direct F1, F2
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$38.7K -44K -0.15% $0.88* 28.4M Jun 4, 2021 Direct F1, F2
transaction EXPI Common Stock Sale -$877K -25.4K -0.09% $34.59 28.4M Jun 30, 2021 Direct F3, F4
transaction EXPI Common Stock Sale -$517K -14.6K -0.05% $35.28 28.4M Jun 30, 2021 Direct F3, F5
transaction EXPI Common Stock Exercise of in-the-money or at-the-money derivative security -$202K -230K -0.81% $0.88* 28.1M Jun 30, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -120K -20.64% $0.00 461K Nov 24, 2020 Common Stock 120K $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -35K -7.58% $0.00 426K Dec 30, 2020 Common Stock 35K $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -115K -26.96% $0.00 311K Jan 25, 2021 Common Stock 115K $1.76 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -80K -12.84% $0.00 543K Feb 18, 2021 Common Stock 80K $0.88 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -80K -14.73% $0.00 463K Mar 12, 2021 Common Stock 80K $0.88 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -144K -31.21% $0.00 318K Mar 31, 2021 Common Stock 144K $0.88 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -44K -16.06% $0.00 230K Jun 4, 2021 Common Stock 44K $0.88 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -44.5K -13.97% $0.00 274K Jun 4, 2021 Common Stock 44.5K $0.88 Direct F2
transaction EXPI Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -230K -100% $0.00* 0 Jun 30, 2021 Common Stock 230K $0.88 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.
F2 Due to an administrative oversight, the filing was not immediately completed after the date of disposition.
F3 The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.06 to $35.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.06 to $35.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.