Robert Dee Etherington - 30 Jun 2021 Form 4 Insider Report for Clene Inc. (CLNN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Jul 2021, 09:19:39 UTC
Next SEC filing
04 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jerry Miraglia POA

Key filing fact

Robert Dee Etherington filed Form 4 for Clene Inc. (CLNN) on 01 Jul 2021.

Key facts

  • This page summarizes Robert Dee Etherington's Form 4 filing for Clene Inc. (CLNN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Jul 2021, 09:19.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLNN transaction

Common Stock

Award

Transaction value
$0
Shares
+80,076
Change %
Price
$0.000000
Shares after
80,076
Date
30 Jun 2021
Ownership
Direct
Footnotes
F1
CLNN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,717
Date
30 Jun 2021
Ownership
By LLC
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This restricted stock award was granted on June 30, 2021 under the Clene Inc. 2020 Stock Plan. The award fully vests on January 15, 2022.

Footnote F2

The securities are owned by RDE RX Ventures LLC. Mr. Etherington is the manager of RDE RX Ventures LLC. The shares owned by RDE RX Ventures LLC may also be deemed to be beneficially owned by Mr. Etherington.

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