Jeffrey W. Dunn - Jun 24, 2021 Form 4 Insider Report for SI-BONE, Inc. (SIBN)

Role
Director
Signature
/s/ Michael A. Pisetsky, Attorney-in-Fact for Jeffrey W. Dunn
Stock symbol
SIBN
Transactions as of
Jun 24, 2021
Transactions value $
-$371,927
Form type
4
Date filed
6/28/2021, 05:12 PM
Previous filing
Jun 21, 2021
Next filing
Jul 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIBN Common Stock Options Exercise $57.6K +13.3K +7.21% $4.32 198K Jun 24, 2021 Direct
transaction SIBN Common Stock Sale -$429K -13.3K -6.73% $32.23 185K Jun 24, 2021 Direct F1, F2, F3
holding SIBN Common Stock 56.1K Jun 24, 2021 by Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIBN Stock Option (Right to Buy) Options Exercise $0 -13.3K -33.6% $0.00 26.3K Jun 24, 2021 Common Stock 13.3K $4.32 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F2 The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $32.00 to $32.75, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnotes.
F3 Represents shares issuable on the settlement of the net restricted stock units granted and canceled to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4 Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012.
F5 The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.