Michael F. Petrie - Apr 1, 2021 Form 4 Insider Report for Merchants Bancorp (MBIN)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Terry A. Oznick, attorney-in-fact
Stock symbol
MBIN
Transactions as of
Apr 1, 2021
Transactions value $
$13
Form type
4
Date filed
6/24/2021, 09:42 PM
Next filing
May 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBIN Common Stock Gift $0 -39.2K -2.77% $0.00 1.38M Jun 22, 2021 Direct F1
transaction MBIN Common Stock Gift $0 -5.01K -0.36% $0.00 1.37M Jun 24, 2021 Direct F2
transaction MBIN Common Stock Small acquisition under Rule 16a-6 $13.00 +0.306 +0.21% $42.55 145 Apr 1, 2021 By ESOP F3
transaction MBIN Common Stock Gift $0 -303K -14.97% $0.00 1.72M Jun 22, 2021 Spouse is Trustee of the Julia L. Petrie Irrevocable Trust - 2010
transaction MBIN Common Stock Gift $0 +5.01K +1.21% $0.00 418K Jun 24, 2021 Spouse is Trustee of The Petrie Grandchildren Trust
holding MBIN Common Stock 1.42M Apr 1, 2021 By Spouse
holding MBIN Common Stock 950K Apr 1, 2021 Spouse is Trustee of the Emily J. Petrie Irrevocable GST Trust 2010
holding MBIN Common Stock 2.39M Apr 1, 2021 Spouse is Trustee of the Emily J. Petrie Irrevocable Trust - 2010
holding MBIN Common Stock 950K Apr 1, 2021 Spouse is Trustee of the Julia L. Petrie Irrevocable GST Trust 2010
holding MBIN Common Stock 413K Apr 1, 2021 Spouse is Trustee of The Petrie Grandchildren Trust
holding MBIN Series C Depositary Shares 120K Apr 1, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 33,296 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 11,098 vesting 2/1/2022; 11,099 vesting 2/1/2023; and 11,099 vesting 2/1/2024.
F2 See footnote (1).
F3 Dividend reinvestment for shares held within ESOP with purchase of shares controlled by ESOP trustee.