Adam Christopher Ellis - 15 Jun 2021 Form 4 Insider Report for Zumiez Inc (ZUMZ)

Role
President International
Signature
Chris K. Visser, Attorney-in-Fact
Issuer symbol
ZUMZ
Transactions as of
15 Jun 2021
Net transactions value
-$21,509
Form type
4
Filing time
16 Jun 2021, 19:22:57 UTC
Next filing
28 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUMZ Common Stock Options Exercise +1,937 +13% 17,129 15 Jun 2021 Direct F1
transaction ZUMZ Common Stock Tax liability $21,509 -472 -2.8% $45.57 16,657 15 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUMZ Restricted Stock Units Options Exercise $0 -1,937 -20% $0.000000 7,752 15 Jun 2021 Common Stock 1,937 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
F3 The restricted stock units vest over 5 years with 20% vesting on the 3rd anniversary of the date of grant, 40% vesting on the 4th anniversary of the date of grant and 40% vesting on the 5th anniversary of the date of grant.