Arvind Krishna - Jun 8, 2021 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Role
Chairman and CEO, Director
Signature
D. Condrea on behalf of A. Krishna
Stock symbol
IBM
Transactions as of
Jun 8, 2021
Transactions value $
-$1,077,234
Form type
4
Date filed
6/9/2021, 09:20 PM
Previous filing
Jun 8, 2021
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBM Common Stock Options Exercise $0 +2.25K +2.29% $0.00 100K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$161K -1.08K -1.08% $149.16 99.3K Jun 8, 2021 Direct
transaction IBM Common Stock Options Exercise $0 +3.01K +3.03% $0.00 102K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$216K -1.45K -1.41% $149.16 101K Jun 8, 2021 Direct
transaction IBM Common Stock Options Exercise $0 +9.77K +9.68% $0.00 111K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$700K -4.69K -4.24% $149.16 106K Jun 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IBM Rst. Stock Unit Award $0 +33.3K $0.00 33.3K Jun 8, 2021 Common Stock 33.3K $0.00 Direct F1
transaction IBM Rst. Stock Unit Options Exercise $0 -2.25K -100% $0.00* 0 Jun 8, 2021 Common Stock 2.25K $0.00 Direct F2, F3
transaction IBM Rst. Stock Unit Options Exercise $0 -3.01K -50% $0.00 3.01K Jun 8, 2021 Common Stock 3.01K $0.00 Direct F2, F3
transaction IBM Rst. Stock Unit Options Exercise $0 -9.77K -25% $0.00 29.3K Jun 8, 2021 Common Stock 9.77K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,328 of these units on June 8, 2022, 8,328 of these units on June 8, 2023, 8,328 of these units on June 8, 2024, and 8,329 of these units on June 8, 2025.
F2 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3 Release of restricted stock units.