Cindy Verity - 03 Jun 2021 Form 4 Insider Report for PACIFIC MERCANTILE BANCORP

Role
EVP, Head of Cash Management
Signature
/s/ Nancy Gray, attorney in fact for Cindy Verity
Issuer symbol
N/A
Transactions as of
03 Jun 2021
Net transactions value
-$147,997
Form type
4
Filing time
04 Jun 2021, 20:00:29 UTC
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMBC Common Stock Options Exercise $37,438 +5,273 +24% $7.10 27,595 03 Jun 2021 Direct
transaction PMBC Common Stock Options Exercise $187,200 +30,000 +109% $6.24 57,595 03 Jun 2021 Direct
transaction PMBC Common Stock Options Exercise $33,768 +5,464 +9.5% $6.18 63,059 03 Jun 2021 Direct
transaction PMBC Common Stock Options Exercise $146,516 +21,642 +34% $6.77 84,701 03 Jun 2021 Direct
transaction PMBC Common Stock Options Exercise $74,246 +9,110 +11% $8.15 93,811 03 Jun 2021 Direct
transaction PMBC Common Stock Sale $627,166 -71,489 -76% $8.77 22,322 03 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PMBC Common Stock Option Options Exercise $0 -9,110 -13% $0.000000 62,379 03 Jun 2021 Common Stock 9,110 $8.15 Direct F2
transaction PMBC Stock Options (Right to buy) Options Exercise $0 -5,273 -8.5% $0.000000 57,106 03 Jun 2021 Common Stock 5,273 $7.10 Direct F2
transaction PMBC Stock Options (Right to buy) Options Exercise $0 -21,642 -38% $0.000000 35,464 03 Jun 2021 Common Stock 21,642 $6.77 Direct F2
transaction PMBC Stock Options (Right to buy) Options Exercise $0 -30,000 -85% $0.000000 5,464 03 Jun 2021 Common Stock 30,000 $6.24 Direct F2
transaction PMBC Stock Options (Right to buy) Options Exercise $0 -5,464 -100% $0.000000* 0 03 Jun 2021 Common Stock 5,464 $6.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Options have fully vested.