Walter Robert Bashaw II - May 27, 2021 Form 4 Insider Report for II-VI INC (COHR)

Role
President
Signature
/s/ Jeffrey W. Acre, Attorney-in-Fact
Stock symbol
COHR
Transactions as of
May 27, 2021
Transactions value $
-$775,149
Form type
4
Date filed
5/28/2021, 06:27 PM
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHR Common Stock Options Exercise $290K +15.5K +38.69% $18.73 55.6K May 27, 2021 Direct F1
transaction COHR Common Stock Sale -$767K -11.2K -20.08% $68.75 44.4K May 27, 2021 Direct F2, F3
transaction COHR Common Stock Sale -$130K -1.92K -4.32% $67.78 42.5K May 27, 2021 Direct F2, F4
transaction COHR Common Stock Sale -$169K -2.43K -5.71% $69.43 40.1K May 27, 2021 Direct F2, F5
holding COHR Common Stock 80 May 27, 2021 By Children
holding COHR Common Stock 1.4K May 27, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COHR Option (Right to Buy) Options Exercise $0 -15.5K -63.79% $0.00 8.8K May 27, 2021 Common Stock 15.5K $18.73 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 261 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.
F2 The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
F3 Represents the weighted average of multiple sale transactions ranging in price from $68.27 to $69.26. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4 Represents the weighted average of multiple sale transactions ranging in price from $67.27 to $68.24. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5 Represents the weighted average of multiple sale transactions ranging in price from $69.27 to $69.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F6 The options vest in five equal annual installments beginning on November 7, 2016.