Walter Robert Bashaw II - 27 May 2021 Form 4 Insider Report for II-VI INC (COHR)

Role
President
Signature
/s/ Jeffrey W. Acre, Attorney-in-Fact
Issuer symbol
COHR
Transactions as of
27 May 2021
Net transactions value
-$775,149
Form type
4
Filing time
28 May 2021, 18:27:57 UTC
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHR Common Stock Options Exercise $290,315 +15,500 +39% $18.73 55,559 27 May 2021 Direct F1
transaction COHR Common Stock Sale $766,955 -11,155 -20% $68.75 44,404 27 May 2021 Direct F2, F3
transaction COHR Common Stock Sale $129,927 -1,917 -4.3% $67.78 42,487 27 May 2021 Direct F2, F4
transaction COHR Common Stock Sale $168,581 -2,428 -5.7% $69.43 40,059 27 May 2021 Direct F2, F5
holding COHR Common Stock 80 27 May 2021 By Children
holding COHR Common Stock 1,400 27 May 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COHR Option (Right to Buy) Options Exercise $0 -15,500 -64% $0.000000 8,800 27 May 2021 Common Stock 15,500 $18.73 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 261 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.
F2 The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
F3 Represents the weighted average of multiple sale transactions ranging in price from $68.27 to $69.26. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4 Represents the weighted average of multiple sale transactions ranging in price from $67.27 to $68.24. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5 Represents the weighted average of multiple sale transactions ranging in price from $69.27 to $69.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F6 The options vest in five equal annual installments beginning on November 7, 2016.