R. David Rosato - May 18, 2021 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role
Sr EVP and CFO
Signature
/s/ R. David Rosato
Stock symbol
PBCT
Transactions as of
May 18, 2021
Transactions value $
-$103,725
Form type
4
Date filed
5/19/2021, 04:05 PM
Next filing
Jan 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $192K +15.2K +11.8% $12.65 144K May 18, 2021 Direct
transaction PBCT Common Stock Sale -$296K -15.2K -10.56% $19.47 129K May 18, 2021 Direct F1
holding PBCT Common Stock 355 May 18, 2021 IRA f/b/o Dana Rosato
holding PBCT Common Stock 120 May 18, 2021 IRA f/b/o Kevin Rosato
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 3.23K May 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -15.2K -100% $0.00* 0 May 18, 2021 Common Stock 15.2K $12.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,897 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 56 shares acquired through dividend reinvestment). Information based on 3/31/21 Plan statement.
F2 Exercisable on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).