R. David Rosato - 18 May 2021 Form 4 Insider Report for People's United Financial, Inc.

Role
Sr EVP and CFO
Signature
/s/ R. David Rosato
Issuer symbol
N/A
Transactions as of
18 May 2021
Net transactions value
-$103,725
Form type
4
Filing time
19 May 2021, 16:05:50 UTC
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $192,394 +15,209 +12% $12.65 144,072 18 May 2021 Direct
transaction PBCT Common Stock Sale $296,119 -15,209 -11% $19.47 128,863 18 May 2021 Direct F1
holding PBCT Common Stock 355 18 May 2021 IRA f/b/o Dana Rosato
holding PBCT Common Stock 120 18 May 2021 IRA f/b/o Kevin Rosato
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 3,232 18 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -15,209 -100% $0.000000* 0 18 May 2021 Common Stock 15,209 $12.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,897 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 56 shares acquired through dividend reinvestment). Information based on 3/31/21 Plan statement.
F2 Exercisable on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).