Nikki Krishnamurthy - May 16, 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Keir Gumbs by Power of Attorney for Nikki Krishnamurthy
Stock symbol
UBER
Transactions as of
May 16, 2021
Transactions value $
-$49,838
Form type
4
Date filed
5/18/2021, 08:29 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1.81K +1.32% 139K May 16, 2021 Direct F1
transaction UBER Common Stock Tax liability -$15.5K -327 -0.24% $47.42 139K May 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$34.3K -724 -0.52% $47.42 138K May 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -2.86% $0.00 61.4K May 16, 2021 Common Stock 1.81K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2021.
F3 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.