James Patrick Nelli Jr. - May 11, 2021 Form 4 Insider Report for Health Catalyst, Inc. (HCAT)

Role
President
Signature
/s/ Daniel Orenstein, as Attorney-in-Fact
Stock symbol
HCAT
Transactions as of
May 11, 2021
Transactions value $
-$576,033
Form type
4
Date filed
5/13/2021, 06:08 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCAT Common Stock Options Exercise $58.2K +5.43K +3.89% $10.72 145K May 11, 2021 Direct
transaction HCAT Common Stock Options Exercise $101K +9.37K +6.46% $10.80 154K May 11, 2021 Direct
transaction HCAT Common Stock Sale -$735K -14.8K -9.59% $49.68 140K May 11, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCAT Stock Option (Right to Buy) Options Exercise $0 -9.37K -11.75% $0.00 70.4K May 11, 2021 Common Stock 9.37K $10.80 Direct F3
transaction HCAT Stock Option (Right to Buy) Options Exercise $0 -5.43K -31.41% $0.00 11.9K May 11, 2021 Common Stock 5.43K $10.72 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 10, 2021 in accordance with Rule 10b5-1.
F2 Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $49.50 to $49.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
F3 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.
F4 25% of the 80,977 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.