Glenn Darrel Sanford - 11 May 2021 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
CEO and Chairman of the Board, Director, 10%+ Owner
Signature
/s/ James Bramble, attorney-in-fact for Glenn Darrel Sanford
Issuer symbol
EXPI
Transactions as of
11 May 2021
Net transactions value
-$411,672
Form type
4
Filing time
13 May 2021, 16:13:28 UTC
Previous filing
04 Aug 2021
Next filing
22 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Sale $15,027 -650 -0% $23.12 40,777,378 11 May 2021 Direct F1, F2
transaction EXPI Common Stock Sale $33,676 -1,355 -0% $24.85 40,776,023 11 May 2021 Direct F1, F3
transaction EXPI Common Stock Sale $223,881 -8,712 -0.02% $25.70 40,767,311 11 May 2021 Direct F1, F4
transaction EXPI Common Stock Sale $246,780 -9,283 -0.02% $26.58 40,758,028 11 May 2021 Direct F1, F5
transaction EXPI Common Stock Options Exercise $107,692 +1,538,460 +3.8% $0.0700* 42,296,488 11 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPI Stock Options (Right to buy) Options Exercise $0 -1,538,460 -100% $0.000000* 0 11 May 2021 Common Stock 1,538,460 $0.0700 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $23.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.28 to $25.26, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.29 to $26.26, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.85, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F6 The option grant is fully vested.