Kenneth Todd Lane - May 7, 2021 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP, Global O&P
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Stock symbol
LYB
Transactions as of
May 7, 2021
Transactions value $
-$98,353
Form type
4
Date filed
5/11/2021, 05:33 PM
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $1.1M +13.1K +39.37% $83.35 46.5K May 7, 2021 Direct F1
transaction LYB Class A Ordinary Shares Tax liability -$1.19M -10.5K -22.49% $114.06 36.1K May 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -13.1K -33.33% $0.00 26.3K May 7, 2021 Class A Ordinary Shares 13.1K $83.35 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 25,349 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,628 granted on July 15, 2019 that vest on July 15, 2021; 5,628 granted on July 15, 2019 that vest on July 15, 2022; 2,441 granted on July 15, 2019 that vest on July 15, 2022; 5,774 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.
F2 Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.