Thomas J. Mitchell - Dec 1, 2022 Form 4 Insider Report for Tri Pointe Homes, Inc. (TPH)

Role
President and COO
Signature
/s/ Glenn J. Keeler, attorney-in-fact
Stock symbol
TPH
Transactions as of
Dec 1, 2022
Transactions value $
-$181,549
Form type
4
Date filed
12/1/2022, 07:26 PM
Previous filing
Mar 2, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPH Common Stock Options Exercise $1.6M +94.1K +25.33% $17.00 465K Dec 1, 2022 Direct
transaction TPH Common Stock Sale -$1.78M -94.1K -20.21% $18.93 371K Dec 1, 2022 Direct F1
holding TPH Common Stock 610K Dec 1, 2022 See Note F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TPH Stock Option (Right to Buy) Options Exercise $0 -94.1K -100% $0.00* 0 Dec 1, 2022 Common Stock 94.1K $17.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $18.72 to $19.10, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 By The Mitchell Family Trust.
F3 On January 30, 2013, Mr. Mitchell was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.