Douglas F. Bauer - Aug 12, 2021 Form 4 Insider Report for Tri Pointe Homes, Inc. (TPH)

Signature
/s/ Glenn J. Keeler, attorney-in-fact
Stock symbol
TPH
Transactions as of
Aug 12, 2021
Transactions value $
-$81,431
Form type
4
Date filed
8/16/2021, 05:45 PM
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPH Common Stock Options Exercise $184K +10.8K +7.82% $17.00 149K Aug 12, 2021 Direct
transaction TPH Common Stock Sale -$266K -10.8K -7.26% $24.51 139K Aug 12, 2021 Direct F1
holding TPH Common Stock 779K Aug 12, 2021 See Note F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TPH Stock Option (Right to Buy) Options Exercise $0 -10.8K -11.53% $0.00 83.2K Aug 12, 2021 Common Stock 10.8K $17.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 By The Bauer Revocable Trust.
F3 On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.