Douglas F. Bauer - Aug 12, 2021 Form 4 Insider Report for Tri Pointe Homes, Inc. (TPH)

Role: Chief Executive Officer, Director
Signature: /s/ Glenn J. Keeler, attorney-in-fact
Stock symbol: TPH
Transactions as of: Aug 12, 2021
Transactions value $: -$81,431
Form type: 4
Date filed: 8/16/2021, 05:45 PM
Next filing: Aug 26, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TPH	Common Stock	Options Exercise	$184K	+10.8K	+7.82%	$17.00	149K	Aug 12, 2021	Direct
transaction	TPH	Common Stock	Sale	-$266K	-10.8K	-7.26%	$24.51	139K	Aug 12, 2021	Direct	F1
holding	TPH	Common Stock						779K	Aug 12, 2021	See Note	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TPH	Stock Option (Right to Buy)	Options Exercise	$0	-10.8K	-11.53%	$0.00	83.2K	Aug 12, 2021	Common Stock	10.8K	$17.00	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2	By The Bauer Revocable Trust.
F3	On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.