Stephen A. Ellis - Dec 18, 2024 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Dec 18, 2024
Transactions value $
$387,142
Form type
4
Date filed
12/19/2024, 08:22 PM
Previous filing
Nov 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $60.3K +2K +37.65% $30.22 7.3K Dec 18, 2024 Direct F1
transaction SCHW Common Stock Options Exercise $60K +2.01K +37.86% $29.93 7.3K Dec 18, 2024 Direct F2
transaction SCHW Common Stock Options Exercise $267K +8.55K $31.21 7.3K Dec 18, 2024 Direct F3
holding SCHW Common Stock 88.9K Dec 18, 2024 by Trust F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2K -100% $0.00 0 Dec 18, 2024 Common Stock 2K $30.22 Direct F5
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2.01K -100% $0.00 0 Dec 18, 2024 Common Stock 2.01K $29.93 Direct F5
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8.55K -100% $0.00 0 Dec 18, 2024 Common Stock 8.55K $31.21 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the contribution of 1,997 shares received upon exercise of the option to a revocable trust.
F2 Reflects the contribution of 2,005 shares received upon exercise of the option to a revocable trust.
F3 Reflects the contribution of 8,548 shares received upon exercise of the option to a revocable trust.
F4 Includes 341.0164 shares acquired through dividend reinvestment.
F5 The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.
F6 The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.