Wajid Ali - 27 Feb 2026 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
EVP & CHIEF FINANCIAL OFFICER
Signature
/s/ Jae Kim as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
27 Feb 2026
Net transactions value
-$3,664,387
Form type
4
Filing time
02 Mar 2026, 17:28:16 UTC
Previous filing
18 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ali Wajid EVP & CHIEF FINANCIAL OFFICER C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 02 Mar 2026 0001561100

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale $135,556 -200 -0.28% $677.78 71,389 27 Feb 2026 Direct F1, F2
transaction LITE Common Stock Sale $288,299 -424 -0.59% $679.95 70,965 27 Feb 2026 Direct F1
transaction LITE Common Stock Sale $340,740 -500 -0.7% $681.48 70,465 27 Feb 2026 Direct F1, F3
transaction LITE Common Stock Sale $137,099 -200 -0.28% $685.50 70,265 27 Feb 2026 Direct F1, F4
transaction LITE Common Stock Sale $109,847 -160 -0.23% $686.54 70,105 27 Feb 2026 Direct F1, F5
transaction LITE Common Stock Sale $326,998 -475 -0.68% $688.42 69,630 27 Feb 2026 Direct F1, F6
transaction LITE Common Stock Sale $106,970 -155 -0.22% $690.13 69,475 27 Feb 2026 Direct F1, F7
transaction LITE Common Stock Sale $505,869 -731 -1.1% $692.02 68,744 27 Feb 2026 Direct F1, F8
transaction LITE Common Stock Sale $312,644 -450 -0.65% $694.76 68,294 27 Feb 2026 Direct F1, F9
transaction LITE Common Stock Sale $247,122 -355 -0.52% $696.12 67,939 27 Feb 2026 Direct F1, F10
transaction LITE Common Stock Sale $209,125 -300 -0.44% $697.08 67,639 27 Feb 2026 Direct F1, F11
transaction LITE Common Stock Sale $773,494 -1,108 -1.6% $698.10 66,531 27 Feb 2026 Direct F1, F12
transaction LITE Common Stock Sale $170,624 -244 -0.37% $699.28 66,287 27 Feb 2026 Direct F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.
F2 These sales were executed in multiple trades at prices ranging from $677.705 to $677.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (13) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3 These sales were executed in multiple trades at prices ranging from $680.99 to $681.805.
F4 These sales were executed in multiple trades at prices ranging from $685.26 to $685.73.
F5 These sales were executed in multiple trades at prices ranging from $686.54 to $686.55.
F6 These sales were executed in multiple trades at prices ranging from $688.07 to $688.85.
F7 These sales were executed in multiple trades at prices ranging from $690.01 to $690.31.
F8 These sales were executed in multiple trades at prices ranging from $692.00 to $692.855.
F9 These sales were executed in multiple trades at prices ranging from $694.255 to $694.99.
F10 These sales were executed in multiple trades at prices ranging from $695.75 to $696.65.
F11 These sales were executed in multiple trades at prices ranging from $696.875 to $697.50.
F12 These sales were executed in multiple trades at prices ranging from $698.00 to $698.50.
F13 These sales were executed in multiple trades at prices ranging from $699.00 to $699.495.