Ronald I. Simon - Sep 13, 2023 Form 4 Insider Report for Ellington Residential Mortgage REIT (EARN)

Role: Director
Signature: /s/ Alaael-Deen Shilleh, as attorney-in-fact for Ronald I. Simon, Ph.D
Stock symbol: EARN
Transactions as of: Sep 13, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/15/2023, 04:27 PM
Previous filing: Sep 15, 2022
Next filing: Dec 18, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EARN	Common shares of beneficial interest	Award	$0	+8.23K	+59.81%	$0.00	22K	Sep 13, 2023	Direct	F1, F2
holding	EARN	Common shares of beneficial interest						33K	Sep 13, 2023	By Trust	F3, F4

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2023 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2024.
F2	Excludes 6,761 common shares previously owned directly which were transferred to the Simon Family Trust (the "Trust") on September 14, 2023.
F3	Includes 6,761 common shares previously owned directly which were transferred to the Trust on September 14, 2023.
F4	The shares are held in the Trust. Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.