David Zapolsky - Nov 21, 2024 Form 4 Insider Report for AMAZON COM INC (AMZN)

Signature
/s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, Global Public Policy & General Counsel
Stock symbol
AMZN
Transactions as of
Nov 21, 2024
Transactions value $
-$2,338,661
Form type
4
Date filed
11/25/2024, 04:26 PM
Previous filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +11.4K +19.77% $0.00 68.8K Nov 21, 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +3.24K +4.71% $0.00 72.1K Nov 21, 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$23.8K -121 -0.17% $196.46 71.9K Nov 21, 2024 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale -$187K -945 -1.31% $197.52 71K Nov 21, 2024 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale -$341K -1.72K -2.42% $198.58 69.3K Nov 21, 2024 Direct F1, F4
transaction AMZN Common Stock, par value $.01 per share Sale -$145K -727 -1.05% $199.72 68.6K Nov 21, 2024 Direct F1, F5
transaction AMZN Common Stock, par value $.01 per share Sale -$1.02M -5.08K -7.4% $200.62 63.5K Nov 21, 2024 Direct F1, F6
transaction AMZN Common Stock, par value $.01 per share Sale -$472K -2.35K -3.7% $201.24 61.1K Nov 21, 2024 Direct F1, F7
transaction AMZN Common Stock, par value $.01 per share Sale -$111K -550 -0.9% $202.59 60.6K Nov 21, 2024 Direct F1, F8
transaction AMZN Common Stock, par value $.01 per share Sale -$40.6K -200 -0.33% $203.06 60.4K Nov 21, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -11.4K -19.65% $0.00 46.4K Nov 21, 2024 Common Stock, par value $.01 per share 11.4K $0.00 Direct F9, F10
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -3.24K -3.51% $0.00 89.1K Nov 21, 2024 Common Stock, par value $.01 per share 3.24K $0.00 Direct F9, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/13/2023.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $196.93 and the lowest price at which shares were sold was $195.99.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $197.99 and the lowest price at which shares were sold was $197.00.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $198.96 and the lowest price at which shares were sold was $198.00.
F5 Represents the weighted average sale price. The highest price at which shares were sold was $200.01 and the lowest price at which shares were sold was $199.02.
F6 Represents the weighted average sale price. The highest price at which shares were sold was $201.02 and the lowest price at which shares were sold was $200.03.
F7 Represents the weighted average sale price. The highest price at which shares were sold was $201.60 and the lowest price at which shares were sold was $201.03.
F8 Represents the weighted average sale price. The highest price at which shares were sold was $202.94 and the lowest price at which shares were sold was $202.04.
F9 Converts into Common Stock on a one-for-one basis.
F10 This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026.
F11 This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.