Daniel G. Kaye - May 24, 2023 Form 4/A - Amendment Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Director
Signature
/s/ Daniel G. Kaye
Stock symbol
AB
Transactions as of
May 24, 2023
Transactions value $
$170,026
Form type
4/A - Amendment
Date filed
8/14/2023, 01:43 PM
Date Of Original Report
May 26, 2023
Previous filing
Jun 29, 2022
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB units rep. assignments of beneficial owner. of lp interests Award $170K +5.02K +14.46% $33.89 39.7K May 24, 2023 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).
F4 The amendment was filed to correct the number of securities beneficially owned following the May 24, 2023 transaction from 39,810 units to 39,710 units.