Daniel G. Kaye - 20 May 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Director
Signature
/s/ Daniel G. Kaye
Issuer symbol
AB
Transactions as of
20 May 2021
Net transactions value
+$170,041
Form type
4
Filing time
24 May 2021, 16:17:35 UTC
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB units rep. assignments of beneficial owner. of lp interests Award $170,041 +3,918 +15% $43.40 30,283 20 May 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).