Rithm Capital Corp. - Jun 26, 2024 Form 3 Insider Report for Great Ajax Corp. (AJX)

Role
10%+ Owner
Signature
Rithm Capital Corp., By: /s/ Nicola Santoro, Jr., Chief Financial Officer
Stock symbol
AJX
Transactions as of
Jun 26, 2024
Transactions value $
$0
Form type
3
Date filed
6/27/2024, 04:34 PM
Previous filing
Nov 20, 2023
Next filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AJX Common Stock, par value $0.01 per share 2.87M Jun 26, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AJX Warrants (Right to Buy) Jun 26, 2024 Common Stock, par value $0.01 per share 3.26M $5.36 See Footnote 2 F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrants became exercisable on June 26, 2024, in connection with the effectiveness of the Issuer's Registration Statement on Form S-3 related to the resale of the shares of Common Stock issuable upon exercise thereof.
F2 The Issuer's warrants are owned directly by RCM GA Purchaser LLC, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.