Dylan Kelly - Dec 1, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Chief Operating Officer
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Stock symbol
RESN
Transactions as of
Dec 1, 2021
Transactions value $
-$79,972
Form type
4
Date filed
12/3/2021, 08:57 PM
Previous filing
Nov 19, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +50K +50.69% 149K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +12.5K +8.41% 161K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +37.5K +23.27% 199K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +11.6K +5.82% 210K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +7.5K +3.57% 218K Dec 1, 2021 Direct F1
transaction RESN Common Stock Sale -$49.7K -26.2K -12.03% $1.90 192K Dec 2, 2021 Direct F2, F3
transaction RESN Common Stock Sale -$30.3K -17.3K -9.04% $1.75 174K Dec 3, 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -50K -33.33% $0.00 100K Dec 1, 2021 Common Stock 50K Direct F1, F5
transaction RESN Restricted Stock Units Options Exercise $0 -12.5K -33.33% $0.00 25K Dec 1, 2021 Common Stock 12.5K Direct F1, F6
transaction RESN Restricted Stock Units Options Exercise $0 -37.5K -33.33% $0.00 75K Dec 1, 2021 Common Stock 37.5K Direct F1, F7
transaction RESN Restricted Stock Units Options Exercise $0 -11.6K -25% $0.00 34.7K Dec 1, 2021 Common Stock 11.6K Direct F1, F8
transaction RESN Restricted Stock Units Options Exercise $0 -7.5K -33.33% $0.00 15K Dec 1, 2021 Common Stock 7.5K Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 (This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 50,000 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 50,000 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
F6 12,500 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
F7 37,500 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 37,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
F8 11,554 restricted stock units vested on December 1, 2021, and installments of 11,554 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F9 7,500 restricted stock units vested on December 1, 2021, and installments of 7,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.