Jeffrey M. Thompson - 19 Apr 2022 Form 4 Insider Report for Red Cat Holdings, Inc. (RCAT)

Role
Chairman of the Board, CEO, Director, 10%+ Owner
Signature
/s/ Jeffrey M. Thompson
Issuer symbol
RCAT
Transactions as of
19 Apr 2022
Net transactions value
+$11,005
Form type
4
Filing time
22 Apr 2022, 17:10:11 UTC
Previous filing
20 Apr 2022
Next filing
02 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCAT Common Stock Purchase $1,990 +1,000 +0.01% $1.99 12,682,968 19 Apr 2022 Direct
transaction RCAT Common Stock Purchase $4,925 +2,500 +0.02% $1.97 12,685,468 20 Apr 2022 Direct
transaction RCAT Common Stock Purchase $4,040 +2,000 +0.02% $2.02 12,687,468 20 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCAT Call options to buy common stock Purchase $50 +100 +0.02% $0.5000 515,000 20 Apr 2022 Common stock 10,000 $3.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of: (a) 12,172,468 shares of common stock; (b) options to purchase 500,000 shares of common stock; and (c) call options to purchase 15,000 shares of common stock at a price of $3.000 per share, exercisable until October 21, 2022.
F2 Consists of: (a) options to purchase 500,000 shares of common stock; and (b) call options to purchase 15,000 shares of common stock at a price of $3.00 per share, exercisable until October 21, 2022.