Joseph D. Freedman - 06 Jul 2021 Form 4 Insider Report for Red Cat Holdings, Inc. (RCAT)

Role
Director
Signature
/s/ Joseph David Freedman
Issuer symbol
RCAT
Transactions as of
06 Jul 2021
Transactions value $
$376,500
Form type
4
Filing time
07 Jul 2021, 16:01:15 UTC
Next filing
26 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCAT Common Stock Award +150K +134.76% 261K 06 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCAT Options Award $377K +150K $2.51 150K 06 Jul 2021 Common Stock 150K $2.51 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 111,305 shares of common stock and options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years.
F2 Options vest in equal quarterly installments commencing September 30, 2021.