Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NHWK | Common Stock | Award | $0 | +246K | +29.8% | $0.00 | 1.07M | Dec 13, 2021 | Direct | F1, F2 |
holding | NHWK | Common Stock | 11K | Dec 13, 2021 | See Footnotes | F2, F3 | |||||
holding | NHWK | Common Stock | 10.2K | Dec 13, 2021 | See Footnotes | F2, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NHWK | Stock Option (right to buy) | Award | $0 | +394K | $0.00 | 394K | Dec 13, 2021 | Common Stock | 394K | $4.06 | Direct | F5 |
Id | Content |
---|---|
F1 | The restricted shares of Heat Biologics, Inc. (the "Company") common stock, par value $0.0002 per share (the "Common Stock"), vest as follows: 1/2 vest immediately and the remaining 1/2 vest and are no longer subject to forfeiture on January 1, 2022, subject to the reporting person's continued service to the Company. |
F2 | Does not include 3,781 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities. |
F3 | Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion. |
F4 | Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One. |
F5 | The stock options to purchase 393,761 shares of Common Stock vest on the two-year anniversary of the date of grant, subject to the reporting person's continued service to the Company. |