Douglas Kass - Jul 14, 2021 Form 4 Insider Report for ASPEN GROUP, INC. (ASPU)

Role
Director
Signature
/s/ Douglas Kass
Stock symbol
ASPU
Transactions as of
Jul 14, 2021
Transactions value $
$287,000
Form type
4
Date filed
7/16/2021, 04:05 PM
Next filing
Sep 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPU Common Stock Purchase $141K +25K $5.65* 25K Jul 14, 2021 By Seabreeze Capital Partners LP F1, F3
transaction ASPU Common Stock Purchase $146K +25K +100% $5.83* 50K Jul 15, 2021 By Seabreeze Capital Partners LP F2, F3
holding ASPU Common Stock 1.78K Jul 14, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.52 to $5.90, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.74 to $5.93, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
F3 The Reporting Person is the General Partner of Seabreeze Capital Partners LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.