Glen Ceremony - 16 Mar 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Carolyn Mo by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Mar 2023
Net transactions value
-$83,723
Form type
4
Filing time
21 Mar 2023, 11:52:55 UTC
Previous filing
03 Mar 2023
Next filing
18 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,440 +1.1% 134,659 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,002 +3% 138,661 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.52% 139,383 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.42% 139,962 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.46% 140,612 16 Mar 2023 Direct F1
transaction UBER Common Stock Tax liability $16,300 -498 -0.35% $32.73 140,114 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $6,579 -201 -0.14% $32.73 139,913 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $8,182 -250 -0.18% $32.73 139,663 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $7,364 -225 -0.16% $32.73 139,438 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $45,298 -1,384 -0.99% $32.73 138,054 16 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -2.7% $0.000000 51,853 16 Mar 2023 Common Stock 1,440 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -4,002 -100% $0.000000* 0 16 Mar 2023 Common Stock 4,002 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -772 -4.1% $0.000000 18,047 16 Mar 2023 Common Stock 772 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -579 -4% $0.000000 13,903 16 Mar 2023 Common Stock 579 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -650 -7.7% $0.000000 7,800 16 Mar 2023 Common Stock 650 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.
F3 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller