Nikki Krishnamurthy - Mar 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Stock symbol
UBER
Transactions as of
Mar 16, 2023
Transactions value $
-$487,644
Form type
4
Date filed
3/21/2023, 11:51 AM
Previous filing
Mar 3, 2023
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +30.6K +16% 222K Mar 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +2.11K +0.95% 224K Mar 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +2.31K +1.03% 226K Mar 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +1.81K +0.8% 228K Mar 16, 2023 Direct F1
transaction UBER Common Stock Tax liability -$397K -12.1K -5.32% $32.73 216K Mar 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$10.1K -310 -0.14% $32.73 216K Mar 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$23.4K -716 -0.33% $32.73 215K Mar 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$29.7K -908 -0.42% $32.73 214K Mar 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$27.2K -832 -0.39% $32.73 213K Mar 16, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -30.6K -100% $0.00* 0 Mar 16, 2023 Common Stock 30.6K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2.11K -2.7% $0.00 76.1K Mar 16, 2023 Common Stock 2.11K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2.31K -4% $0.00 55.3K Mar 16, 2023 Common Stock 2.31K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -7.69% $0.00 21.7K Mar 16, 2023 Common Stock 1.81K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.
F3 Consists of 30,617 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, forwhich certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUsbecome payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUsvested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.
F5 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.
F6 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.