Nikki Krishnamurthy - 16 Mar 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Mar 2023
Net transactions value
-$487,644
Form type
4
Filing time
21 Mar 2023, 11:51:59 UTC
Previous filing
03 Mar 2023
Next filing
18 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +30,617 +16% 221,969 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,112 +0.95% 224,081 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,305 +1% 226,386 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +0.8% 228,192 16 Mar 2023 Direct F1
transaction UBER Common Stock Tax liability $397,113 -12,133 -5.3% $32.73 216,059 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $10,146 -310 -0.14% $32.73 215,749 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $23,435 -716 -0.33% $32.73 215,033 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $29,719 -908 -0.42% $32.73 214,125 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $27,231 -832 -0.39% $32.73 213,293 16 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -30,617 -100% $0.000000* 0 16 Mar 2023 Common Stock 30,617 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2,112 -2.7% $0.000000 76,051 16 Mar 2023 Common Stock 2,112 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,305 -4% $0.000000 55,309 16 Mar 2023 Common Stock 2,305 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -7.7% $0.000000 21,667 16 Mar 2023 Common Stock 1,806 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.
F3 Consists of 30,617 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, forwhich certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUsbecome payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUsvested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.
F5 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.
F6 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.