| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FSBC | Common Stock | Gift | $0 | -1,000 | -4.5% | $0.000000 | 21,178 | 10 Nov 2021 | Direct | F1 |
| transaction | FSBC | Common Stock | Gift | $0 | -1,000 | -4.7% | $0.000000 | 20,178 | 10 Nov 2021 | Direct | F2 |
| transaction | FSBC | Common Stock | Gift | $0 | -1,000 | -5% | $0.000000 | 19,178 | 10 Nov 2021 | Direct | F3 |
| transaction | FSBC | Common Stock | Gift | $0 | +1,000 | $0.000000 | 1,000 | 10 Nov 2021 | By daughter | F1, F4 | |
| transaction | FSBC | Common Stock | Gift | $0 | +1,000 | $0.000000 | 1,000 | 10 Nov 2021 | By son | F2, F4 | |
| transaction | FSBC | Common Stock | Gift | $0 | +1,000 | $0.000000 | 1,000 | 10 Nov 2021 | By son | F3, F4 | |
| transaction | FSBC | Common Stock | Award | $0 | +3,562 | +0.74% | $0.000000 | 485,245 | 20 Jan 2022 | By self as trustee | F5, F6 |
| holding | FSBC | Common Stock | 0 | 20 Jan 2022 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | This transaction involved a gift of securities by Mr. Beckwith, the reporting person, to his daughter. |
| F2 | This transaction involved a gift of securities by Mr. Beckwith to his son. |
| F3 | This transaction involved a gift of securities by Mr. Beckwith to his son. |
| F4 | Mr. Beckwith disclaims ownership of these securities, and this report shall not be deemed an admission that Mr. Beckwith is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| F5 | Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan. One-third of the award of restricted stock vested immediately upon grant, with the remaining two-thirds to vest in equal annual installments over two years on January 1st of each year, provided Mr. Beckwith remains employed by Five Star Bancorp on the respective vesting dates. |
| F6 | Shares are held by the Beckwith Family Trust dated April 10, 1998, for which Mr. Beckwith serves as a trustee. Consists of 1,631 shares of unvested stock awards which are scheduled to vest on January 1, 2023 (previously reported in error as 172 shares), provided he remains employed by Five Star Bancorp on the vesting date, and 2,988 shares which vested on January 1, 2022 (previously reported in error as 344 shares). Also consists of 45,000 shares which were granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan and are scheduled to vest in equal annual installments over a seven-year period, provided Mr. Beckwith remains employed by Five Star Bancorp on the respective vesting dates. Includes 19,178 shares previously held directly by Mr. Beckwith which were transferred to the Beckwith Family Trust dated April 10, 1998 on November 20, 2021, and are now held indirectly by Mr. Beckwith. |
| F7 | All remaining shares previously held directly by Mr. Beckwith and included in his prior ownership reports were transferred to the Beckwith Family Trust dated April 10, 1998 on November 20, 2021. |