Larry E. Allbaugh - Jan 20, 2022 Form 4 Insider Report for FIVE STAR BANCORP (FSBC)

Role
Director, 10%+ Owner
Signature
/s/ Larry E. Allbaugh, by Heather C. Luck, Attorney-in-Fact
Stock symbol
FSBC
Transactions as of
Jan 20, 2022
Transactions value $
$0
Form type
4
Date filed
1/24/2022, 03:29 PM
Previous filing
May 25, 2021
Next filing
May 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSBC Common Stock Award $0 +1.26K +0.26% $0.00 481K Jan 20, 2022 By self as trustee F1, F2
transaction FSBC Common Stock Gift $0 -5K -1.04% $0.00 476K Dec 14, 2021 By self as trustee F2, F3
holding FSBC Common Stock 886K Jan 20, 2022 See footnotes F4, F5
holding FSBC Common Stock 411K Jan 20, 2022 See footnotes F4, F6
holding FSBC Common Stock 411K Jan 20, 2022 See footnotes F4, F7
holding FSBC Common Stock 411K Jan 20, 2022 See footnotes F4, F8
holding FSBC Common Stock 411K Jan 20, 2022 See footnotes F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan. One-twelfth of the award of restricted stock vested immediately upon grant, with the remaining shares to vest in equal monthly installments over eleven months on the 1st of each month, provided Mr. Allbaugh, the reporting person, remains a director of Five Star Bancorp's Board of Directors on the respective vesting dates.
F2 Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee.
F3 Represents shares that Mr. Allbaugh donated as a gift to the Phi 3.14 Fund, a donor advised fund.
F4 As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5 Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee.
F6 Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
F7 Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
F8 Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
F9 Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.