Brian S. Brickhouse - 14 May 2021 Form 4/A - Amendment Insider Report for Eaton Corp plc (ETN)

Role
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
14 May 2021
Net transactions value
-$584,107
Form type
4/A - Amendment
Filing time
09 Aug 2021, 11:36:12 UTC
Date Of Original Report
17 May 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $99,999 +1,391 +8.3% $71.89 18,235 14 May 2021 Direct
transaction ETN Ordinary Shares Tax liability $99,954 -675 -3.7% $148.08 17,560 14 May 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $550,606 +7,659 +44% $71.89 25,219 14 May 2021 Direct
transaction ETN Ordinary Shares Sale $1,134,757 -7,659 -30% $148.16 17,560 14 May 2021 Direct
holding ETN Ordinary Shares 1,311 14 May 2021 by trustee of ESP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1,391 -15% $0.000000 7,659 14 May 2021 Ordinary Shares 1,391 $71.89 Direct F3
transaction ETN Stock Option Options Exercise $0 -7,659 -100% $0.000000* 0 14 May 2021 Ordinary Shares 7,659 $71.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction has been updated to correct an administrative error at the broker.
F2 These ordinary shares are held in the Eaton Savings Plan.
F3 These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Remarks:

President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.