Brian S. Brickhouse - May 14, 2021 Form 4/A - Amendment Insider Report for Eaton Corp plc (ETN)

Role
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
May 14, 2021
Transactions value $
-$584,107
Form type
4/A - Amendment
Date filed
8/9/2021, 11:36 AM
Date Of Original Report
May 17, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $100K +1.39K +8.26% $71.89 18.2K May 14, 2021 Direct
transaction ETN Ordinary Shares Tax liability -$100K -675 -3.7% $148.08 17.6K May 14, 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $551K +7.66K +43.62% $71.89 25.2K May 14, 2021 Direct
transaction ETN Ordinary Shares Sale -$1.13M -7.66K -30.37% $148.16 17.6K May 14, 2021 Direct
holding ETN Ordinary Shares 1.31K May 14, 2021 by trustee of ESP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1.39K -15.37% $0.00 7.66K May 14, 2021 Ordinary Shares 1.39K $71.89 Direct F3
transaction ETN Stock Option Options Exercise $0 -7.66K -100% $0.00* 0 May 14, 2021 Ordinary Shares 7.66K $71.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction has been updated to correct an administrative error at the broker.
F2 These ordinary shares are held in the Eaton Savings Plan.
F3 These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Remarks:

President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.